Business Consultant, SR

Industry

Insurance

Advert ID

USA_594570

Location

Wisconsin

Job Type

Contract

Hours

Full-Time

Salary Range

USD57-58/hr

No. of Openings

1

Branch Information

Kenosha, WI - (USA) 7519 60th Avenue Suite 120 WI Kenosha , WI 53142

ContactNumber

262-694-2759

Job Description

Remote Position



The Outside Business Activity Compliance Sr. Specialist approves certain Outside Business Activities on behalf of the Enterprise and NMIS.



We are seeking someone with strong attention to detail, reason skills. Ability to interpret and follow company policy, appropriately partner with internal business partners and escalate to OBA Escalation team when necessary.



Requires 5 years of related experience in broker/dealer compliance or supervision along with use of independent judgement to make appropriate decisions on next steps.



OBA Escalation Team handles complex outside business activities. This role supports the OBA Escalation team and will work heavily in the client initiatives relating to the setup and use of entities used in FR's businesses.



This role requires a FINRA Series 7 and 24 (or 9/10)



Strong attention to detail, strong communication skills, excel skills, organization, good interpersonal skills, ability to work independently.



Project experience is helpful.



Must have:

SIE, Series 7 & 24 (or 9/10) required. Understanding of corporate structures, ownership, ability to discern small differences which impact the permissibility of entities to the Enterprise. Ability to multi task. Strong organizational skills are necessary.



Nice haves:

Experience in processing Outside Business Activities.