Chief Compliance Officer - Full-Time Regular


Financial Services

Advert ID




Job Type




Salary Range

CAD70000-85000 per year

No. of Openings


Branch Information

Kingston, ON - (CAN) 645 Gardiners Road Unit 1 ON Kingston , ON K7M 8K2

Branch Phone Number


Job Description

Chief Compliance Officer - Full-Time Regular

Are you interested in building your career in the financial services industry? If yes, Manpower is looking for a candidate for our client in Kingston, ON who is an independent Mutual Fund Dealer.

What's in it for you:

* Paid Statutory Holidays

* Permanent Employment

* Salary of $70,000-$85,000 (based on experience)

What this position is:

* Establish, maintain policies and procedures for assessing compliance

* Monitor, access compliance by the firm and individuals

* Report to the UDP of the firm

* Submit Annual Reports

* Review, approve activities of the member and its approved persons

* Review daily trading activities

* Supervise the activities of the Branch Managers and Conduct Branch Reviews

* Approve new client accounts

* Act as a resource for approved persons and employees regarding policies or procedures

What you bring to this career:

* Broad knowledge and understanding of the Canadian Securities and Mutual Fund industries

* Broad knowledge of regulations and their applications, By-Laws, Regulations, Policies and Rules of the MFDA

* Functions of other regulatory bodies

* Previous experience in the Securities industry or with a Mutual Fund Dealer or Mutual Fund company is an asset

* Strong written and verbal skills

* Strong knowledge of Microsoft Office

* Well-developed research, analytical, problem-solving, and organizational skills

* Self-motivated


* University degree or equivalent

* Canadian Securities Course or IFSE Canadian Investment Funds Course

* Branch Managers Course

* Chief Compliance Officers Course

Are you interested in applying? Please contact: Not the job for you, but know someone else who might be interested? Refer them to us for a referral bonus of $100 upon the completion of their first 120 hours of work!

ManpowerGroup recognizes the importance of providing an accessible and barrier-free environment. We are committed to creating a welcoming, fair and inclusive environment by offering equal opportunity to access our services. At ManpowerGroup, we are committed to providing accommodations and will work with you to meet your needs.