Chief Compliance Officer - Full-Time Regular


Financial Services

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Valid City, State or Zip Code


Job Type




Salary Range

CAD70000-85000 per year

No. of Openings


Branch Information

Kingston, ON - (CAN) 645 Gardiners Road Unit 1 ON Kingston , ON K7M 8K2

Branch Phone Number


Job Description

Chief Compliance Officer - Full-Time Regular

Are you interested to build a career in the financial industry? If yes, Manpower is looking for a candidate for our client in Kingston, ON who is an independent Mutual Fund Dealer.

What's in it for you:

* Paid Statutory Holidays

* Permanent Employment

* Salary of $70,000-$85,000 based on experience

What this position is:

* Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.

* Developing the annual compliance work plan that reflects the organization's unique characteristics.

* Periodically revising the compliance plan in light of changes.

* Guiding in a productive, professional way, the compliance teams.

* Overseeing and monitoring the implementation of the compliance program.

* Providing guidance, advice, and/or training and educational programs, to improve understanding of related laws and regulatory requirements.

* Providing strategic direction to the management team on compliance.

* Preparing and presenting clear and concise compliance reports to the Board.

* Interacting with regulators on compliance issues.

* Coordinating efforts related to audits, reviews, and examinations.

* Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.

* Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.

* Independently investigating and acting on matters related to compliance.

Monitoring external review processes. What you bring to this career:

* Broad knowledge and understanding of the Canadian Securities and Mutual Fund industries

* Broad knowledge of regulations and their applications, By-Laws, Regulations, Policies and Rules of the MFDA

* Functions of other regulatory bodies

* Previous experience in the Securities industry or with a Mutual Fund Dealer or Mutual Fund company is an asset

* Strong written and verbal skills

* Strong knowledge of Microsoft Office

* Well-developed research, analytical, problem-solving, and organizational skills

* Self-motivated


* University degree or equivalent

* Canadian Securities Course or IFSE Canadian Investment Funds Course

* Branch Managers Course

* Chief Compliance Officers Course

Interested? Please contact: Not the job for you, but know someone else who might be interested? Refer them to us for a referral bonus of $100 upon the completion of their first 120 hours of work!

ManpowerGroup recognizes the importance of providing an accessible and barrier-free environment. We are committed to creating a welcoming, fair and inclusive environment by offering equal opportunity to access our services. At ManpowerGroup, we are committed to providing accommodations and will work with you to meet your needs.